When the legendary Len Bole retired in 2013, his position was first offered to Charlie. Having worked with Len for eleven years, Charlie has a comprehensive understanding of SEA Rule 15c3-1 and Regulatory Capital Requirements.
In addition, Charlie was previously the Managing Partner of a High Frequency Trading firm where he successfully oversaw trading and risk, as well as a five person team developing high performance, high throughput trading applications.
Bachelor of Arts (B.A.), Economics – San Diego State University